Daily Dilution Report - Mar 9, 2026
All Events
$NNE (MC: $979M)
- Shelf registration filed for up to $900M in common stock, preferred, debt, and other securities.
- ATM program of up to $400M in common stock (~17M shares at $23.54/share).
- Outstanding warrants and stock options could result in ~5M additional shares.
$SSII (MC: $860M)
- Private Placement: $18.6M gross proceeds from 5.77M shares.
- Shares sold at avg ~$4.00 (1.3M shares) & $3.00 (4.47M shares).
- Warrants: 41.67K shares exercisable at $3.45 to FINRA firm.
$ENGN (MC: $444M)
- ATM program for up to $100M, potentially 11.5M common shares (estimated @ $8.71/share).
- ~28.6M potential shares from outstanding options (12.1M @ $7.63), various warrants (total ~8.7M), pre-funded warrants (2.7M), & ~5.1M shares reserved for stock plans/RSUs.
$RLMD (MC: $326M)
- PIPE: $160M private placement of 29.47M shares at $4.75/share. Closing expected March 11, 2026.
- Pre-funded Warrants: Up to 4.21M shares exercisable at $0.001.
$ENGN (MC: $444M)
- ATM Program: $100M equity offering
- To sell Common Shares from time to time via Leerink Partners
$OPTU (MC: $697M)
- The filing details a securitization financing transaction where Lightpath Fiber Issuer LLC (a subsidiary of Optimum Communications, Inc.) issued Secured Fiber Network Revenue Notes. This is a debt issuance, not an issuance of equity that would directly dilute existing shareholders. The proceeds were used to repay existing debt and for general corporate purposes.
- Warrants: NONE
- Convertible Notes: NONE
$MASS (MC: $227M)
- $100M shelf registration filed for various securities (common, preferred, debt, warrants, units), with ATM offerings as a potential method.
- 5M shares of preferred stock authorized by the board for future issuance.
- 6.19M potential shares from outstanding stock options (2.72M) & RSUs (3.47M) as of Dec 31, 2025.
$BNAI (MC: $251M)
- Direct Offering: $1.5M gross proceeds from 24,000 shares.
- Price: $63.25/share.
$NLST (MC: $375M)
- The filing primarily concerns a First Amendment to Lease which extends the company's lease agreement for its corporate headquarters. It details rent increases and the new lease term. No securities, warrants, convertible instruments, or equity financing arrangements are mentioned.
$ALX (MC: $1.2B)
- The filing details a sale of an asset (Rego Park I shopping center) for cash. This is a sale of assets, not an issuance of equity or a mechanism that would dilute existing shareholders' ownership.