Daily Dilution Report - Mar 12, 2026
All Events
$ESQ (MC: $848M)
- Merger Consideration: Common stock to be issued to Signature Bancorporation shareholders at 2.630 ESQ shares per Signature share.
- Future Dilution: Signature stock options to be converted to ESQ options, leading to new ESQ shares upon exercise.
$NUAI (MC: $282M)
- Multiple warrant issuances for 22.18M potential shares (Public, Private, & Investor Warrants).
- Public/Private Tradeable Warrants: 5.98M shares exercisable @ $11.50, callable by co at $0.01 if stock >= $18.
- Investor Warrants to ATW AI Infrastructure II LLC: 16.2M shares exercisable @ $2.00 (adjusted down Jan 2026); exercise price subject to reduction & floor price reset.
$ADV (MC: $246M)
- The filing primarily describes a debt exchange offer and the refinancing of credit facilities, which are debt-related transactions and do not directly dilute existing equity holders in terms of new share issuance.
$HBT (MC: $815M)
- This Form 8-K filing primarily describes the issuance of subordinated notes. Based on the information provided in the filing, here are the details regarding potential dilution events:
- Subordinated Notes (which could lead to dilution via an Exchange Offer):
- Type of instrument: Subordinated Notes due 2036
$SNDA (MC: $633M)
- Conversion of 41,250 Series A Convertible Preferred Stock shares into 1,601,505 common shares. Conversion price reduced to $32.00.
- 1,031,250 warrants extended from Nov 3, 2026 to Nov 3, 2027.
- $5.8M payment to investors for conversion & warrant extension, including ~$1.1M accrued dividends.