Daily Dilution Report - Apr 30, 2026
All Events
$GWRS (MC: $205M)
- This Form 8-K filing primarily discusses a settlement agreement regarding rate cases for Global Water Resources, Inc.'s regulated subsidiaries. It details revenue adjustments and bill credits. However, it does not disclose any stock dilution events such as warrants, convertible notes, convertible preferred stock, ATM programs, equity lines, direct offerings, PIPE deals, or stock compensation plans with specific share reservation numbers.
$OPTX (MC: $256M)
- Public Offering: 2.86M shares at $7.00/share.
- Underwriters' Option: Up to 428.5K additional shares, exercisable for 30 days.
- Existing redeemable warrants (OPTXW) noted, exercise price $11.50/share.
$FIP (MC: $670M)
- Stock Compensation Plans for RSUs.
- Exact shares reserved for plan NOT specified in filing.
$NTLA (MC: $1.5B)
- Direct Offering: 16.7M shares at $10.75/share, ~$169.2M gross proceeds.
- Underwriters' option for 2.5M additional shares at $10.75/share (30-day option).
- Sold 2.6M shares via ATM program for ~$33.6M net proceeds since 12/31/25.
$XWIN (MC: $380M)
- S-3 shelf registration filed for up to $1B in future offerings.
- Potential offerings include Common Stock, Preferred Stock, Warrants, Units, and ATM programs.
- As of April 28, 2026, 245,192 shares of Common Stock outstanding as warrants.
$CTO (MC: $665M)
- ATM Program for $25M in 6.375% Series A Cumulative Redeemable Preferred Stock.
- Liquid Pref $25/share. No shares sold to date.
$CTO (MC: $665M)
- ATM Program for up to $250M in common stock.
- $57.3M already sold, $192.7M remaining capacity as of April 29, 2026.
$GDC (MC: $206M)
- ATM Program: Up to $300M in shares may be issued.
- Commission: 3.5% of gross proceeds to sales agent.
$HWBK (MC: $232M)
- Merger consideration: 413,101 shares of common stock to be issued.
- Shares to be issued for the acquisition of FSC Bancshares, Inc.
$IIPR (MC: $1.5B)
- The filing details a secured term loan of $20,000,000. This is a debt financing and does not involve the issuance of new equity or instruments that directly lead to stock dilution for existing shareholders.
$LCID (MC: $1.9B)
- Private Placement: Ayar Third Investment Co. purchased Series C Convertible Preferred Stock.
- Transaction size: 55,000 shares for $550M.
- Future dilution upon conversion to common stock.
$XWIN (MC: $380M)
- Direct Offering: 8.55M shares sold at $3.64/share for $31.12M.
- Private placement to six non-U.S. investors under Regulation S.