Daily Dilution Report - Apr 28, 2026
All Events
$CLYM (MC: $648M)
- Private Placement of 9.481M common shares at $9.50/share, raising $110M from institutional investors.
- Pre-Funded Warrants for 2.106M shares issued at $9.4999/warrant (exercise price $0.0001).
- Registration Rights Agreement grants investors the right to register resale of the shares and warrant shares.
$SHAZ (MC: $414M)
- Convertible Notes: $350M convertible @ ~$48.24/share (~8.7M potential shares).
- Private Placement: Up to $25M in stock/warrants @ not less than $55.00/share for strategic partners.
- Pre-funded Warrants: $0.0001/share exercise, issued to manage ownership % upon forced conversion.
$SGMT (MC: $260M)
- Underwritten Offering: 29.17M shares at $6.00/share.
- Gross proceeds: $175M; Net proceeds: $164.5M.
$SGMT (MC: $260M)
- Underwritten Public Offering: 29.17M Series A common shares at $6.00/share, ~$163.9M net proceeds.
- ATM Program: Up to $75M Series A common stock remaining to be sold, sales paused 45 days post-April 27, 2026.
- Outstanding equity: 5.72M options @ $6.12 avg, 0.83M RSUs, 0.57M Series B convertibles.
$NTLA (MC: $1.5B)
- Direct Offering of common stock totaling $150M, with a $22.5M over-allotment option.
- Recent ATM sales of 2.6M shares generated ~$33.6M net proceeds.
- Over 24M shares outstanding as stock options, RSUs, and reserved under various equity plans (as of Dec 31, 2025).
$VELO (MC: $300M)
- Direct Offering: 3.57M shares at $14.00/share, ~$46.2M net proceeds.
- Warrants: 36,892 shares issuable at WAEP ~$4,154.74/share; includes public warrants for 16,429 shares @ $6,037.50.
- RSUs & Options: 1.03M RSU shares and 4,247 option shares issuable upon vesting/exercise.
$YSWY (MC: $650M)
- 15.1M Class A shares & 32M Class B shares issued unregistered for mergers & to continuing owners.
- 16.1M Class A shares issued via public offering @ $20/share ($322M gross).
- Authorized shares increased (Class A to 500M, Class B to 150M, Preferred to 10M).
$VELO (MC: $300M)
- Registered direct offering of common stock.
- Offering 3.57M shares at $14.00/share for $50M gross proceeds.
$UP (MC: $227M)
- 1-for-20 Reverse Stock Split effective April 24, 2026.
- Authorized common shares reduced from 1.5B to 75M.
- Warrants (Sept 2020 agreement) adjusted: 1/200th share per warrant @ $2,300.00/share, exp. July 13, 2026.
$POLE (MC: $315M)
- Promissory Note: $1.5M principal convertible into units.
- Units convert at $10.00/unit (~0.15M units), each containing 1 Class A share & 0.5 warrant.
- Potential future dilution from unit conversion and warrant exercise.